Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lee is a securities professional with over 2 years of experience in the industry. James is registered with T3 Trading Group, LLC and is licensed to sell securities. James holds the Series 57TO and SIE exams, and is currently registered with FINRA as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/25/2024 - Present
T3 Trading Group, LLC (NEW YORK NY)
BC
Issued 07/25/2024
Series 57TO - Securities Trader Exam
BC
Issued 01/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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