Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lee is a financial advisor with Pruco Securities, LLC, based in Irvine, CA. James has been in the financial services industry since 2004 and holds licenses in numerous states. James's focus is on providing financial advice to individuals, businesses, and trusts. James offers a variety of financial services, including investment advice, retirement planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
CA
03/11/2021 - Present
Pruco Securities, LLC (IRVINE CA)
BOTH
Issued 07/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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