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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Albert Hyland is a financial advisor with UBS Financial Services INC. James Hyland has been in the financial industry since December 18, 1987 and has a wealth of experience serving clients in the Miamisburg area. His expertise includes investments, financial planning, and retirement planning. James Hyland is registered with the state of Ohio and Florida, and is also registered with the state of Texas, where he has a resident registration. His registration with the state of Ohio dates back to February 20, 2007, and his registration with the state of Texas dates back to January 9, 2019. He is also registered with the state of Florida with a registration date of February 13, 2023. James Hyland is committed to helping his clients achieve their financial goals and objectives. He is passionate about financial education and helping his clients understand their investment options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
01/09/2019 - Present
UBS Financial Services Inc. (Miamisburg OH)
OH
07/31/1993 - 02/26/2007
CITIGROUP GLOBAL MARKETS INC. (CENTERVILLE OH)
NY
06/06/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/24/1987 - 03/11/1988
THE STUART-JAMES COMPANY, INC.
IA
Issued 9/3/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/27/1988
Series 3 - National Commodity Futures Examination
BC
Issued 9/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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