Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Layton Switzer is a financial advisor with over 30 years of experience in the financial services industry. James has been registered with Raymond James Financial Services Advisors, Inc. since May 2014. James has a wide range of experience in various financial sectors. James is also a branch manager for Switzer Wealth Partners. James is committed to providing his clients with personalized financial advice and investment strategies tailored to their specific needs. James has a proven track record of success in helping individuals and families achieve their financial goals. James holds a number of professional licenses and certifications, including Series 7, Series 8, Series 9, Series 10, Series 31, Series 63, and Series 65. James is a highly respected member of the financial community and is dedicated to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
SC
05/22/2023 - Present
Raymond James Financial Services Advisors, Inc. (SPARTANBURG SC)
SC
06/01/2009 - 05/08/2014
MORGAN STANLEY (SPARTANBURG SC)
SC
10/21/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SPARTANBURG SC)
SC
10/31/1990 - 10/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPARTANBURG SC)
NC
04/30/1993 - 05/10/1993
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
IA
Issued 04/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/29/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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