Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lawrence Tuemler is a financial advisor with Allstate Financial Services, LLC, registered with the state of Kentucky and other states. He is active in the industry since 1995. Prior to joining Allstate, James worked at MML Investors Services, Inc. and Carillon Investments, Inc. James has successfully passed several exams including the Series 6, Series 26, Series 63, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
10/20/2004 - Present
Allstate Financial Services, LLC (Independence KY)
MA
11/07/2003 - 11/05/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
OH
04/03/2001 - 10/30/2003
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
CA
05/08/1995 - 04/03/2001
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
BC
Issued 05/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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