Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lawrence Simnick is a financial advisor with Vanguard Marketing Corp. in Charlotte, North Carolina. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 63, and SIE licenses. James has been in the financial services industry since 2005. Prior to joining Vanguard Marketing Corp., James worked for COUNTRY CAPITAL MANAGEMENT COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/12/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
CO
02/07/2005 - 11/06/2006
COUNTRY CAPITAL MANAGEMENT COMPANY (GREELEY CO)
BC
Issued 07/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/22/2024
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Simnick is the right advisor for you? Invested Better is here to help.
