Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mc loughlin is a financial advisor associated with Raymond James Financial Services Advisors, Inc. James is a registered investment advisor with the state of New York. James provides financial advice and services to a wide range of clients, including individuals, businesses, retirement plans, and charitable organizations. James has been in the financial services industry since 1994.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
07/08/2021 - Present
Raymond James Financial Services Advisors, Inc. (East Setauket NY)
NY
08/27/2008 - 05/31/2019
AMERIPRISE FINANCIAL SERVICES, INC. (BOHEMIA NY)
NY
10/24/2008 - 11/23/2010
SECURITIES AMERICA, INC. (MELVILLE NY)
NY
08/14/2008 - 08/26/2008
CANTELLA & CO., INC. (MELVILLE NY)
NY
10/22/2002 - 08/01/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (MELVILLE NY)
NY
09/23/1999 - 08/15/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
04/29/1996 - 10/01/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/17/1995 - 05/31/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/23/1994 - 09/01/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
03/03/1994 - 12/02/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 06/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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