Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lawrence Ivey is a financial advisor associated with Robert W. Baird & Co. Inc. James has been in the industry since 2010 and has held previous roles at J.J.B. HILLIARD, W.L. LYONS, LLC and Northwestern Mutual Investment Services, LLC. James's credentials include passing the Series 6, 7, and 66 exams. James provides financial services and investment advice to individuals, corporations and other entities. James's firm manages assets for clients in a variety of investment vehicles and is committed to providing high-quality financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
02/24/2021 - Present
Robert W. Baird & Co. Inc. (Owensboro KY)
KY
10/02/2015 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (OWENSBORO KY)
KY
05/17/2010 - 10/01/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (OWENSBORO KY)
BOTH
Issued 01/06/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/14/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Ivey is the right advisor for you? Invested Better is here to help.
