Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lawrence Canale is a financial advisor at Raymond James & Associates, Inc. James has been working in the financial services industry since 1995. James is registered with the state of Florida and holds Series 7, 9, 10, 52 and SIE licenses. James has a wide range of experience in financial planning, portfolio management for individuals and businesses, and pension consulting. James is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/04/2008 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TN
06/15/2012 - 03/13/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
10/18/2006 - 06/06/2008
BEAR, STEARNS & CO. INC. (MEMPHIS TN)
TN
04/03/1996 - 10/18/2006
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
OH
05/08/1995 - 04/01/1996
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
BC
Issued 07/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/17/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/17/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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