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James Lawrence Cady

Alden Investment Group

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About James Lawrence Cady

James Lawrence Cady is a financial advisor who has been in the industry since 1995. He has a long history of experience working with clients at firms like Salomon Smith Barney Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, Oppenheimer & Co. Inc. and Cantella & Co., Inc. James is currently registered with Alden Investment Group and works with individual investors, pension and profit sharing plans, and high-net-worth individuals. He specializes in financial planning and portfolio management.

Firm Information

James Cady is currently registered with Alden Investment Group. Alden Investment Group, headquartered in WAYNE, PA, is an investment advisory firm with approximately $290.95 million in regulatory assets under management. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Alden Investment Group also offers other advisory services, including retirement plans. The firm has 5 licensed agents, 30 registered representatives, and 26 investment advisory functions.
Alden Investment Group

37 WEST AVENUE

WAYNE, PA 19087-3226

$290.95M

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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retirement plans

Retirement plans

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Cady’s Registration & Firm History

PA

09/25/2024 - Present

Alden Investment Group (WAYNE PA)

NJ

09/15/2017 - 09/21/2022

CANTELLA & CO., INC. (Red Bank NJ)

NJ

11/09/2010 - 09/22/2017

OPPENHEIMER & CO. INC. (RED BANK NJ)

NJ

10/04/2005 - 10/22/2010

WELLS FARGO ADVISORS, LLC (RED BANK NJ)

NY

04/14/2000 - 10/04/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/17/1995 - 04/24/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/29/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/06/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for James Lawrence Cady. Review regulatory record here.
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