Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lavern Cox has been in the financial industry since June 2, 2006. James is registered with LPL Financial LLC and has been associated with them since February 14, 2018. James is licensed in 14 states: Arizona, Colorado, Florida, Georgia, Maryland, Minnesota, Nebraska, New Mexico, Pennsylvania, Texas, Vermont, and Wyoming. James also previously worked for SII INVESTMENTS, INC., H.D. VEST INVESTMENT SERVICES, and WELLS FARGO INVESTMENTS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
06/16/2022 - Present
LPL Financial LLC (FORT COLLINS CO)
CO
08/01/2014 - 02/14/2018
SII INVESTMENTS, INC. (FORT COLLINS CO)
CO
09/28/2009 - 08/13/2014
H.D. VEST INVESTMENT SERVICES (FORT COLLINS CO)
CO
08/22/2005 - 12/16/2008
WELLS FARGO INVESTMENTS, LLC (FORT COLLINS CO)
BOTH
Issued 11/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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