Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Laurel Cook is a registered investment advisor representative with Capital Investment Advisory Services, LLC, based in Cumming, Georgia. James has been in the financial services industry since 1991. James holds a Series 6, 7, 24, 63, and 65 licenses and the SIE exam. James specializes in financial planning, pension consulting, selection of other advisors, portfolio management for individuals and businesses. Prior to Capital Investment Advisory Services, LLC, James worked at Equity Services, Inc. in Atlanta, Georgia and Allmerica Investments, Inc. in Worcester, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
09/18/2018 - Present
Capital Investment Advisory Services, LLC (Cumming GA)
GA
03/16/2000 - 09/04/2018
EQUITY SERVICES, INC. (ATLANTA GA)
MA
07/31/1991 - 03/01/2000
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 03/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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