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James Laufman Brainard

Cetera Advisors LLC

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About James Laufman Brainard

James Brainard is a financial professional with over 48 years of experience in the industry. Currently registered with Cetera Advisors LLC, James has a proven track record of providing comprehensive financial advice to clients. His expertise includes investments, insurance, and retirement planning. James is committed to helping clients achieve their financial goals through personalized strategies and ongoing support.

Firm Information

James Brainard is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Brainard’s Registration & Firm History

PA

02/06/2024 - Present

Cetera Advisors LLC (PITTSBURGH PA)

PA

12/11/2023 - 02/05/2024

CETERA ADVISORS LLC (PITTSBURGH PA)

PA

09/03/2013 - 02/05/2024

CETERA ADVISOR NETWORKS LLC (CANONSBURG PA)

PA

11/15/1985 - 09/03/2013

WALNUT STREET SECURITIES, INC. (SEWICKLEY PA)

NA

05/20/1983 - 01/14/1987

GENERAL AMERICAN LIFE INSURANCE COMPANY

NA

09/20/1983 - 11/23/1985

CARDELL & ASSOCIATES, INCORPORATED

NA

11/04/1974 - 09/20/1983

CIGNA SECURITIES, INC.

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Licenses & Designations

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Laufman Brainard.
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