Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Laschober is a financial professional with over 10 years of experience in the industry. James currently holds registrations with Keefe, Bruyette & Woods, Inc., Stifel Independent Advisors, LLC, and Stifel, Nicolaus & Company, Inc. James holds FINRA Series 27, SIE, and Series 99TO licenses. James is located in St. Louis, MO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
03/22/2022 - Present
Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)
NY
03/22/2022 - 08/29/2023
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
BC
Issued 09/12/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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