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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Larry Henson is a financial advisor with over 20 years of experience in the industry. James Henson is currently registered with Morgan Stanley and is licensed in 51 states and the District of Columbia. James Henson has previously been registered with CITIGROUP GLOBAL MARKETS INC., TUCKER ANTHONY INCORPORATED, and MOSAIC FUNDS DISTRIBUTOR, LLC. James Henson offers a variety of financial services including asset allocation advice, financial planning, pension consulting, educational seminars, and selection of other advisors. James Henson specializes in portfolio management for businesses, individuals, and investment companies. James Henson manages assets for high-net-worth individuals, individuals other than high-net-worth, charitable organizations, corporations or other businesses, insurance companies, investment companies, banking or thrift institutions, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
03/08/2011 - Present
Morgan Stanley (Rockville MD)
DC
04/26/2001 - 09/11/2008
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
MA
08/17/2000 - 03/19/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
WI
01/08/1999 - 05/02/2000
MOSAIC FUNDS DISTRIBUTOR, LLC (MADISON WI)
IA
Issued 07/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/07/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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