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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Larry Biggers is an investment advisor representative at Morgan Stanley. James Biggers has been in the industry since 1968. James Biggers has professional licenses in North Carolina and Texas. James Biggers has a Series 63, Series 65, Series 7TO, and Series 9 securities licenses and has completed the Securities Industry Essentials Examination. James Larry Biggers previously worked at MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., DEAN WITTER & CO. INCORPORATED, and BACHE & CO INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
11/24/2010 - Present
Morgan Stanley (Charlotte NC)
NC
04/02/2007 - 08/01/2008
MORGAN STANLEY & CO. INCORPORATED (TRYON NC)
NC
09/11/1973 - 04/02/2007
MORGAN STANLEY DW INC. (TRYON NC)
NA
10/12/1973 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
02/27/1968 - 11/02/1973
BACHE & CO INCORPORATED
IA
Issued 10/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/1982
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 02/26/1968
Series 000 - General Securities Principal Examination
BC
Issued 02/26/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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