linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Larkin Dodwell

Westcap Markets, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Larkin Dodwell

James Dodwell is a financial professional with over 23 years of experience in the industry. James is currently registered with Westcap Markets, LLC, and is located in Rye Beach, NH. James has a strong track record of success in the financial services industry, having previously held positions at UBS Financial Services Inc. and Goldman Sachs & Co. LLC. James has a comprehensive understanding of the financial markets and is committed to providing his clients with personalized investment advice.

Firm Information

James Dodwell is currently registered with Westcap Markets, LLC. Westcap Markets, LLC is a Limited Liability Company formed on October 20, 2021 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Dodwell’s Registration & Firm History

NH

01/06/2023 - Present

Westcap Markets, LLC (RYE BEACH NH)

NY

07/23/2019 - 04/19/2022

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

06/06/1998 - 06/24/2019

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

12/15/1997 - 02/02/1998

NATWEST SECURITIES CORPORATION (NEW YORK NY)

Not sure if James Larkin Dodwell is right for you?

Licenses & Designations

BOTH

Issued 10/30/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/14/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/18/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 11/11/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/08/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Larkin Dodwell.
Not sure if James Larkin Dodwell is right for you?