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James Larkin Braxton

Thrivent Investment Management Inc.

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About James Larkin Braxton

James Larkin Braxton is a financial advisor at Thrivent Investment Management Inc. with over 15 years of experience in the industry. James specializes in financial planning and portfolio management for individuals. James holds Series 6, 7, 24, 26, 63, and 65 licenses and is registered with the Securities and Exchange Commission (SEC) and FINRA. James is also registered to offer investment advisory services in 17 states.

Firm Information

James Braxton is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Braxton’s Registration & Firm History

TX

08/22/2022 - Present

Thrivent Investment Management Inc. (Allen TX)

VA

05/09/2007 - 05/03/2022

FIRST COMMAND BROKERAGE SERVICES, INC. (Colonial Heights VA)

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Licenses & Designations

IA

Issued 07/20/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/10/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2018

Series 24 - General Securities Principal Examination

BC

Issued 06/06/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2017

Series 7 - General Securities Representative Examination

BC

Issued 05/08/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Larkin Braxton.
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