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James Lang Thomas

Independence Capital CO., Inc.

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About James Lang Thomas

James Lang Thomas is a financial advisor with over 30 years of experience in the industry. James is currently registered with Independence Capital Co., Inc. in Ohio. James holds a Series 66 license, as well as Series 7, Series 63 and the Series 6TO. James is also a registered Investment Advisor Representative in Ohio and Pennsylvania. James is dedicated to helping individuals achieve their financial goals.

Firm Information

James Thomas is currently registered with Independence Capital CO., Inc.. Independence Capital CO., Inc. is a Corporation that has been in business since April 29, 1989. The firm is registered with the SEC and in 35 states. They provide financial planning and portfolio management services for individuals and have a total of 439 accounts under management, including both discretionary and non-discretionary accounts. They also offer selection of other advisers as an advisory service.

$88.15M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Thomas’s Registration & Firm History

OH

05/02/2014 - Present

Independence Capital CO., Inc. (PARMA OH)

OH

04/06/2010 - 01/30/2012

THE HUNTINGTON INVESTMENT COMPANY (YOUNGSTOWN OH)

OH

09/08/2009 - 04/06/2010

LPL FINANCIAL CORPORATION (NILES OH)

OH

03/31/1989 - 09/08/2009

MUTUAL SERVICE CORPORATION (NILES OH)

FL

07/29/1988 - 03/31/1989

LOWRY FINANCIAL SERVICES CORPORATION (NORTH PALM BEACH FL)

NA

11/20/1985 - 08/22/1988

EDWARD D. JONES & CO., L.P.

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Licenses & Designations

BOTH

Issued 11/10/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/03/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Lang Thomas.
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