Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lang is a financial advisor at Fidelity Personal And Workplace Advisors. James has been in the industry since 1997 and is currently registered with the state of New York. James is a Series 7 and Series 66 licensed professional. James has prior experience with UBS Financial Services Inc., E*TRADE SECURITIES LLC, Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, HSBC Securities (USA) Inc., TIAA-CREF Individual & Institutional Services, LLC, MML Investors Services, Inc., Fidelity Brokerage Services LLC, Dreyfus Service Corporation, and Royce Investment Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/19/2024 - Present
Fidelity Personal AND Workplace Advisors (GARDEN CITY NY)
NY
11/02/2023 - 04/01/2024
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
12/06/2018 - 08/18/2023
E*TRADE SECURITIES LLC (Garden City NY)
NY
03/21/2023 - 08/17/2023
MORGAN STANLEY (Garden City NY)
NY
05/02/2017 - 11/30/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HEWLETT NY)
NY
08/22/2016 - 04/28/2017
HSBC SECURITIES (USA) INC. (CEDARHURST NY)
NY
04/20/2010 - 07/22/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
NY
08/06/2007 - 12/11/2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (MELVILLE NY)
MA
05/15/2007 - 07/02/2007
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
04/01/2005 - 05/18/2007
FIDELITY BROKERAGE SERVICES LLC (ROSLYN NY)
NY
06/13/1996 - 02/03/2005
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
12/22/1995 - 04/08/1996
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 11/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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