Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lagges is a registered representative with J.P. Morgan Securities LLC, a broker-dealer firm based in New York, NY. James Lagges is also a registered investment advisor representative in Illinois. James Lagges has been in the financial services industry since July 14, 2013, and has worked for several firms including RONIN CAPITAL, LLC, G-BAR LIMITED PARTNERSHIP, ESPOSITO SECURITIES, LLC, and VDM CAPITAL MARKETS, LLC. James Lagges holds a Series 63, Series 6, Series 7, and Series 66 licenses, along with the SIE designation. James Lagges has a specialized focus on fixed income, equities, mutual funds, retirement planning, and insurance. James Lagges also holds an active rental property, and is a sole proprietor of MNA Capital LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
09/26/2018 - Present
J.p. Morgan Securities LLC (Plano TX)
IL
07/24/2012 - 04/22/2013
RONIN CAPITAL, LLC (CHICAGO IL)
IL
10/21/2009 - 03/02/2012
G-BAR LIMITED PARTNERSHIP (CHICAGO IL)
IL
05/02/2008 - 08/27/2008
ESPOSITO SECURITIES, LLC (CHICAGO IL)
NY
02/15/2008 - 03/05/2008
VDM CAPITAL MARKETS, LLC (NEW YORK NY)
BOTH
Issued 09/21/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2018
Series 7 - General Securities Representative Examination
BC
Issued 01/10/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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