Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames L. Workman is a financial advisor with SB Advisory, LLC, located in Atlanta, GA. James has been in the financial services industry since 2002 and has a broad range of experience in providing financial advice. James is registered with FINRA and has passed the Series 6, 7, 24, 63, and 66 exams. SB Advisory, LLC is a registered investment advisor with the SEC. The firm provides a variety of financial services, including financial planning, portfolio management, and selection of other advisors. SB Advisory, LLC manages approximately $285 million in assets for individuals, high-net-worth individuals, and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
10/31/2022 - Present
SB Advisory, LLC (ATLANTA GA)
NJ
05/16/2008 - 10/24/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (CHERRY HILL NJ)
NJ
01/31/2006 - 05/15/2008
AMERITAS INVESTMENT CORP. (CHERRY HILL NJ)
NJ
01/06/2005 - 02/28/2006
ALLSTATE FINANCIAL SERVICES, LLC (CHERRY HILL NJ)
OH
04/12/2004 - 12/31/2004
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
MA
04/16/2002 - 12/20/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/16/2002 - 12/20/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
DE
05/10/2001 - 04/15/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BOTH
Issued 08/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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