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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Priest is a financial advisor with Cetera Investment Advisers LLC. James has been in the industry for over 20 years. James has worked in the financial services industry for over 20 years. James has experience working with a variety of clients, including individuals, businesses, pension plans, and charities. James is licensed to provide financial advice in Kansas, Kentucky, and Ohio. James holds the following licenses: Series 6, Series 7, Series 66, and SIE. James specializes in providing financial planning, portfolio management, and pension consulting services.
DAYTON, OH
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
12/13/2013 - Present
Cetera Investment Advisers LLC (DAYTON OH)
OH
06/21/2012 - 12/06/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DAYTON OH)
OH
01/06/2004 - 12/31/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
FL
12/05/2002 - 11/04/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
RI
11/14/1997 - 09/23/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
OH
04/24/1997 - 11/10/1997
WESTMINSTER FINANCIAL SECURITIES, INC. (BEAVERCREEK OH)
OH
12/18/1996 - 04/17/1997
OMNI FINANCIAL SECURITIES, INC. (COLUMBUS OH)
BOTH
Issued 7/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/20/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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