Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Priest is a financial professional with over 20 years of experience in the financial services industry. James has a strong background in investments and has held various positions at prominent firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, NatCity Investments, Inc., and Raymond James Financial Services, Inc. Currently, James is affiliated with Cetera Investment Advisers LLC, a leading investment advisory firm with a robust focus on providing financial planning and portfolio management services to individuals, families, and businesses. James holds Series 6, 7, and 66 licenses and has demonstrated a commitment to professional development by passing the Securities Industry Essentials (SIE) Exam. James's expertise and experience equip him to offer valuable financial advice to clients in the Dayton, Ohio area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
12/13/2013 - Present
Cetera Investment Advisers LLC (DAYTON OH)
OH
06/21/2012 - 12/06/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DAYTON OH)
OH
01/06/2004 - 12/31/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
FL
12/05/2002 - 11/04/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
RI
11/14/1997 - 09/23/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
OH
04/24/1997 - 11/10/1997
WESTMINSTER FINANCIAL SECURITIES, INC. (BEAVERCREEK OH)
OH
12/18/1996 - 04/17/1997
OMNI FINANCIAL SECURITIES, INC. (COLUMBUS OH)
BOTH
Issued 07/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Priest is the right advisor for you? Invested Better is here to help.
