Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames L. Pendergist is a financial advisor with Park Avenue Securities LLC, a firm with 1730 registered representatives. James has been in the industry since June 23, 1999, and is currently registered in Florida, Maine, and Massachusetts. James is a Series 6 and Series 63 licensed advisor, and holds the Securities Industry Essentials Examination (SIE). James L. Pendergist is based in NEEDHAM, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
12/20/2000 - Present
Park Avenue Securities LLC (NEEDHAM MA)
MA
06/10/1999 - 12/05/2000
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
BC
Issued 11/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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