Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames L. Losey is a financial advisor with Osaic Wealth, Inc. James has over 35 years of experience in the financial services industry. James specializes in a variety of services, including financial planning, portfolio management, and pension consulting. James is a registered representative with FINRA and is licensed to sell securities in California. He is also a Registered Options Principal. James has been with Osaic Wealth, Inc. since 1989, and is committed to providing his clients with personalized, comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/19/1989 - Present
Osaic Wealth, Inc. (WESTLAKE VILLAGE CA)
NA
11/03/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
04/21/1988 - 11/03/1988
CHRISTOPHER WEIL & COMPANY, INC
NA
02/01/1985 - 05/13/1988
CONEJO SECURITIES CORPORATION
NA
03/23/1984 - 03/26/1985
WEN BIRKHOFER & CO., INC.
BC
Issued 04/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2001
Series 4 - Registered Options Principal Examination
BC
Issued 04/28/1989
Series 24 - General Securities Principal Examination
BC
Issued 06/23/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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