Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames L Kontopoulos is a financial professional with over 14 years of experience in the industry. James is currently registered with Oneramerica Securities, Inc. in Illinois. James previously worked at Fifth Third Securities, Inc. in Chicago, IL, MerCap Securities, LLC in Atlanta, GA, W&S Brokerage Services, Inc. in Cincinnati, OH, Allstate Financial Services, LLC in Northbrook, IL, P.J. Robb Variable Corporation in Memphis, TN, Harris Investor Services, Inc. in Chicago, IL, and LaSalle Financial Services, Inc. in Chicago, IL. James holds Series 7, 24, 51, 63, and 66 licenses. James's specializations include financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. James is a dedicated financial professional who is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/31/2022 - Present
Oneamerica Securities, Inc. (Northbrook IL)
IL
08/15/2018 - 11/04/2020
FIFTH THIRD SECURITIES, INC. (CHICAGO IL)
GA
07/24/2018 - 08/31/2018
MERCAP SECURITIES, LLC (ATLANTA GA)
OH
03/12/2015 - 08/24/2016
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
IL
09/24/2008 - 03/25/2014
ALLSTATE FINANCIAL SERVICES, LLC (NORTHBROOK IL)
TN
05/01/2008 - 09/04/2008
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
IL
02/01/2006 - 08/01/2007
HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)
IL
03/07/2003 - 01/13/2006
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
BOTH
Issued 09/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2009
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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