Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Johnson is a financial advisor with over 18 years of experience in the financial services industry. James is a registered representative of Lombard Advisers Inc., and has been with the firm since January of 2007. Prior to that, James was a financial advisor with Wachovia Securities Financial Network, LLC. James is a Series 7 and Series 66 licensed professional and holds a SIE designation. James specializes in working with high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. James's experience includes a wide range of financial planning services, including portfolio management, financial planning, and selection of other advisers. James has a passion for helping individuals and families achieve their financial goals. James is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
04/21/2022 - Present
Lombard Advisers Inc. (BALTIMORE MD)
NC
08/26/2004 - 12/08/2006
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (MATTHEWS NC)
BOTH
Issued 05/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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