Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames L. Jacob is an active Registered Investment Advisor and Broker-Dealer Representative. James L. Jacob is currently registered with J.p. Morgan Securities LLC and has been in the industry since July 22, 1980. Previously, James L. Jacob was registered with MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., DREXEL BURNHAM LAMBERT INCORPORATED, and JOHNSTON, LEMON & CO. INCORPORATED. James L. Jacob has passed the Series 3, 7, 15, 24, 63, 65, 72 and SIE exams. James L. Jacob is licensed to provide investment advice in 52 states and the District of Columbia. James L. Jacob also has a branch office in Alexandria, VA in addition to Washington, DC and WHITE PLAINS, NY. James L. Jacob's firm, J.p. Morgan Securities LLC manages more than $50 billion in assets for more than 262,000 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DC
11/21/2017 - Present
J.p. Morgan Securities LLC (Washington DC)
DC
06/01/2009 - 03/08/2010
MORGAN STANLEY SMITH BARNEY (WASHINGTON DC)
DC
05/25/1989 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
NA
09/04/1987 - 08/24/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
07/23/1980 - 09/09/1987
JOHNSTON, LEMON & CO. INCORPORATED
IA
Issued 05/24/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1994
Series 3 - National Commodity Futures Examination
BC
Issued 11/07/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 07/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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