Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames L Howell Jr is a financial advisor with over 30 years of experience in the financial services industry. James has worked with several firms during his career including Ameriprise Financial Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BANC of America Investment Services, Inc. James is currently a registered representative with Equitable Advisors, LLC. James is registered in 20 states and holds a series 65, 63, 24, 9, 10, 8, 7, 55 and SIE licenses. James offers a wide range of financial services including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
07/30/2021 - Present
Equitable Advisors, LLC (WOODBRIDGE NJ)
NJ
11/18/2011 - 07/06/2021
AMERIPRISE FINANCIAL SERVICES, LLC (SADDLE BROOK NJ)
NJ
10/23/2009 - 11/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LEE NJ)
NJ
02/23/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FORT LEE NJ)
CT
12/02/2002 - 04/12/2007
CITICORP INVESTMENT SERVICES (GREENWICH CT)
TX
01/27/2000 - 12/04/2002
FLEET SECURITIES, INC. (DALLAS TX)
NY
02/23/1995 - 01/21/2000
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
02/28/1990 - 03/01/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
11/23/1988 - 02/28/1990
J. W. GANT & ASSOCIATES, INC.
IA
Issued 12/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/20/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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