Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames L. Hershey is an investment advisor representative associated with Pruco Securities, LLC. James has been in the securities industry since October 2001. James is registered to provide securities and investment advisory services in multiple states. James holds the Series 6, 7, 26, 63, and 65 licenses and has been licensed since 2001. James provides investment advisory services for individual and corporate clients, as well as for trusts and estates. James has worked for Pruco Securities, LLC. since October 2001.
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Compensation from lpl enterprise, llc
1
2
WI
12/26/2014 - Present
Pruco Securities, LLC (Balsam Lake WI)
IA
Issued 08/05/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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