Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hambrick is a financial professional registered with Keybanc Capital Markets Inc. and is licensed to conduct business in Ohio. James holds the Series 63, Series 79, and SIE licenses. James joined Keybanc Capital Markets Inc. in April 2022 and previously worked at Dorset Peak Securities LLC and Height Capital Markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
04/19/2022 - Present
Keybanc Capital Markets Inc. (CLEVELAND OH)
TX
02/09/2022 - 04/07/2022
DORSET PEAK SECURITIES LLC (Houston TX)
TX
03/05/2020 - 12/08/2021
HEIGHT CAPITAL MARKETS (Houston TX)
BC
Issued 06/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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