Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Buie is a registered representative with Fidelity Brokerage Services LLC. James has been in the securities industry since 2016 and holds licenses for Series 7, Series 63, Series 66, Series 99TO and SIE exams. James is currently registered in 53 states and is actively working with clients in the United States. Prior to joining Fidelity Brokerage Services LLC, James has also worked with Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
04/17/2023 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
01/19/2022 - 08/03/2022
MORGAN STANLEY (SOUTH JORDAN UT)
UT
03/18/2016 - 09/02/2020
FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)
BOTH
Issued 12/01/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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