Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Barnard is a financial advisor with Hightower Advisors, LLC in Austin, Texas. James has been in the industry since 2000 and has experience with a variety of financial products and services. James has a strong understanding of the investment markets and is committed to providing his clients with personalized financial advice. James is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
TX
10/21/2020 - Present
Hightower Advisors, LLC (Austin TX)
TX
03/25/2017 - 10/19/2020
MML INVESTORS SERVICES, LLC (AUSTIN TX)
TX
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (AUSTIN TX)
TX
06/09/2004 - 01/02/2015
NEW ENGLAND SECURITIES (AUSTIN TX)
IL
03/18/2004 - 05/19/2004
ASSENT LLC (BOLINGBROOK IL)
TX
06/14/2000 - 03/28/2002
ZONE TRADING PARTNERS, LLC (AUSTIN TX)
TX
06/26/2000 - 09/27/2001
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
TX
02/10/2000 - 06/06/2000
TEJAS SECURITIES GROUP, INC. (AUSTIN TX)
BOTH
Issued 08/25/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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