Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hendrick is a financial advisor at LPL Financial LLC, a firm with over 20,000 licensed agents. James specializes in providing financial planning, portfolio management and consulting services to individuals, businesses and charitable organizations. James has over 20 years of experience in the financial services industry and is licensed to sell securities in Texas. James has held previous positions with Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated, Fidelity Investments Institutional Services Company, Inc., Fidelity Brokerage Services, Inc., and Financial Network Investment Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/13/2024 - Present
LPL Financial LLC (DALLAS TX)
WI
07/11/2001 - 09/18/2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
07/11/2001 - 09/14/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
RI
03/13/2000 - 05/29/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
09/22/1995 - 02/17/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
CA
06/21/1995 - 09/01/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BOTH
Issued 06/13/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/31/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/14/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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