Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kyle Brooker is a financial professional registered with Northwestern Mutual Investment Services, LLC. James has been in the industry since 2012 and is licensed to provide financial services in 12 states. James has a strong foundation in financial services, having passed several industry exams including the Series 6, Series 7TO, and Series 63. James is dedicated to helping clients achieve their financial goals, providing personalized advice and guidance to help them navigate their financial journey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
04/14/2012 - Present
Northwestern Mutual Investment Services, LLC (Atlanta GA)
BC
Issued 08/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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