Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kwiatkowski is a financial professional with over 15 years of experience in the industry. James is currently registered with Broadridge Business Process Outsourcing, LLC. James has passed several industry exams, including the Series 7, Series 7TO, Series 24, and Series 63. James has previously held positions at FINANCIAL NETWORK INVESTMENT CORPORATION and FUTURETRADE SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/23/2021 - Present
Broadridge Business Process Outsourcing, LLC (NEW YORK NY)
NJ
02/12/2009 - 06/10/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (LIVINGSTON NJ)
NY
08/10/2004 - 02/22/2007
FUTURETRADE SECURITIES, LLC (NEW YORK NY)
BC
Issued 02/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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