Unclaimed
James Anderson is a financial advisor in Atlanta, Georgia, with over 10 years of experience in the industry. He has a Series 7 and Series 66 license, and is a Registered Representative with Kingswood Capital Partners, LLC. James has previously worked at firms including Niagara International Capital Limited and Raymond James & Associates, Inc. James is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
06/15/2018 - Present
Kingswood Capital Partners, LLC (Atlanta GA)
NY
01/08/2018 - 06/15/2018
NIAGARA INTERNATIONAL CAPITAL LIMITED (NEW YORK NY)
GA
02/13/2013 - 12/31/2017
RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)
TN
12/19/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BOTH
Issued 02/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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