Unclaimed
James Kunda is a registered representative currently employed by Tp Icap Global Markets Americas Llc in New York, NY. James has been active in the securities industry since January 2019. James has passed the Series 63, SIE, and Series 7 exams. James has also been registered with Tullett Prebon Financial Services LLC and Broketerc Americas LLC. James is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
03/09/2020 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
01/23/2019 - 04/02/2020
BROKERTEC AMERICAS LLC (New York NY)
BC
Issued 02/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2019
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure James Kunda is the right advisor for you? Invested Better is here to help.