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James Kruse

ADP Broker-Dealer, Inc.

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About James Kruse

James Kruse is a financial professional with over 20 years of experience in the industry. James has a broad range of experience working at firms including NYLIFE Securities LLC, PNC Investments, Pruco Securities, LLC., J.P. Morgan Securities LLC, Morgan Stanley Smith Barney and JNK Securities Corp. James is currently registered with ADP Broker-Dealer, Inc. and holds Series 7, Series 24, Series 25, Series 63, and Series 66 licenses. James is registered in 52 states and the District of Columbia.

Firm Information

James Kruse is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Kruse’s Registration & Firm History

NJ

01/10/2020 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

NJ

12/17/2018 - 03/13/2019

NYLIFE SECURITIES LLC (EDISON NJ)

NJ

12/20/2017 - 11/01/2018

PNC INVESTMENTS (RANDOLPH NJ)

NJ

03/05/2015 - 11/28/2017

PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)

NJ

04/28/2014 - 03/19/2015

J.P. MORGAN SECURITIES LLC (WEST CALDWELL NJ)

NJ

10/17/2012 - 04/14/2014

PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)

NJ

08/25/2011 - 06/14/2012

MORGAN STANLEY SMITH BARNEY (FLORHAM PARK NJ)

NY

10/01/2000 - 02/24/2011

JNK SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/31/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/14/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2006

Series 7 - General Securities Representative Examination

BC

Issued 03/30/1999

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Kruse. Review regulatory record here.
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