Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kramer is a financial advisor with over eight years of experience in the financial services industry. James has a Series 7 and Series 66 license and holds a SIE exam certification. James is currently registered with iCapital Markets LLC in New York, NY. Previously, James was a registered representative at ICapital Securities, LLC in New York, NY, and AXIO Financial LLC in Delray Beach, FL. James has a strong track record of providing financial advice to clients, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
08/31/2022 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
FL
03/10/2021 - 08/18/2022
AXIO FINANCIAL LLC (Delray Beach FL)
FL
08/05/2019 - 03/10/2021
ADVISORS ASSET MANAGEMENT, INC. (Boca Raton FL)
NJ
02/23/2017 - 07/26/2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
10/27/2015 - 02/10/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 12/19/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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