Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Koo is a securities professional with over 34 years of experience in the industry. James is registered with Nylife Securities LLC and holds Series 6, 22, 63 and SIE licenses. James is licensed to conduct business in California, New Jersey, New York and Washington. James's experience and qualifications make him a valuable resource for clients seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/16/1989 - Present
Nylife Securities LLC (NEW YORK NY)
BC
Issued 04/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/15/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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