Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Konon is a registered Investment Advisor Representative with Hollencrest Capital Management in Newport Beach, California. James has been in the industry since 1993 and has a wide range of experience in various investment areas. James is also a Registered Representative and has held various positions in the financial services industry, including roles at Mutual Service Corporation, Titan/Value Equities Group, Inc., and Chatfield Dean & Co., Inc. James holds several securities licenses, including Series 3, 4, 7, 24, 55, and 63. James specializes in providing portfolio management for individuals, businesses, and pooled investment vehicles. The firm offers a variety of investment advisory services, including financial planning, selection of other advisers, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Fees related to real estate deals
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2
CA
08/18/2016 - Present
Hollencrest Capital Management (NEWPORT BEACH CA)
CA
04/25/2005 - 01/02/2018
HOLLENCREST CAPITAL MANAGEMENT, LLC (NEWPORT BEACH CA)
CA
04/05/2005 - 04/18/2005
GIRARD SECURITIES, INC. (SAN DIEGO CA)
PA
06/18/2002 - 04/07/2005
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
MA
03/31/1999 - 12/31/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
05/31/1996 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
CO
09/14/1993 - 04/01/1996
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 09/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/1998
Series 24 - General Securities Principal Examination
BC
Issued 04/21/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2006
Series 3 - National Commodity Futures Examination
BC
Issued 07/12/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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