Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Ashford is a financial professional with over 30 years of experience in the financial services industry. James is currently registered with Allstate Financial Services, LLC. Previously, James worked for Sunset Financial Services, Inc. and BMA Financial Services, Inc. James holds the Series 6, 7 and 63 licenses, as well as the SIE exam. James is currently licensed to sell securities in Florida, Georgia, Illinois, Kentucky, New York, North Carolina, Ohio, Pennsylvania, South Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
11/23/2011 - Present
Allstate Financial Services, LLC (Huntersville NC)
NC
03/04/1998 - 11/28/2011
SUNSET FINANCIAL SERVICES, INC. (DAVIDSON NC)
MO
01/05/1993 - 03/10/1998
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
BC
Issued 12/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/30/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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