Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kluttz is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. James has been in the financial industry since 1976. James has passed the Series 7, Series 9, Series 10, Series 24, Series 31, Series 63 and the SIE exams. James is registered with the state of North Carolina and Texas. James provides investment advisory services to individuals, businesses, charitable organizations, and pension and profit-sharing plans. James is also a Director of Accusport, Inc. in Winston-Salem, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/06/2023 - Present
Wells Fargo Advisors Financial Network, LLC (Winston Salem NC)
NC
10/01/1999 - 07/06/2023
WELLS FARGO CLEARING SERVICES, LLC (WINSTON SALEM NC)
NC
06/26/1991 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
05/14/1988 - 07/17/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/23/1984 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
02/14/1980 - 06/28/1984
SALEM SECURITIES, INC.
NA
09/23/1976 - 07/19/1979
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 11/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/22/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/22/1981
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 09/18/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Kluttz is the right advisor for you? Invested Better is here to help.
