Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kittredge Broder is a financial advisor who has been in the industry since 1994. James is currently registered with Starwood Capital, LLC and is located in Greenwich, Connecticut. James has previously been employed by PIERPONT SECURITIES LLC, DEUTSCHE BANK SECURITIES INC. and BEAR, STEARNS & CO. INC. James is licensed to provide financial advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/02/2013 - Present
Starwood Capital, LLC (GREENWICH CT)
NY
07/07/2011 - 04/30/2012
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
06/30/2008 - 07/08/2011
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/01/1994 - 06/09/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 03/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2001
Series 3 - National Commodity Futures Examination
BC
Issued 12/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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