Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kingsley Lombardo is a financial advisor with over 38 years of experience in the industry. James is currently registered with Quint Capital Corp. and is also registered in Florida and New York. Prior to joining Quint Capital Corp. James worked for Petersen Investments, Inc., Gruntal & Co., L.L.C. and A. G. Edwards & Sons, Inc. James has a strong background in the financial services industry, having held a variety of positions with both broker-dealers and investment advisors. James is a highly qualified advisor with a strong track record of success. James is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/18/2022 - Present
Quint Capital Corp. (NEW YORK NY)
NY
03/14/2001 - 01/07/2019
PETERSEN INVESTMENTS, INC. (BEDFORD NY)
NY
05/23/1997 - 02/08/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
MO
02/14/1990 - 04/29/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
02/07/1990 - 03/01/1990
JESUP & LAMONT, INCORPORATED
NA
03/15/1989 - 01/30/1990
J. T. MORAN & CO., INC.
NA
01/02/1990 - 01/27/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
12/12/1989 - 01/02/1990
MOORE & SCHLEY, CAMERON & CO.
NA
03/13/1984 - 04/13/1989
MCLAUGHLIN, PIVEN, VOGEL INC.
NA
01/16/1984 - 03/14/1984
M V SECURITIES, INC. INC.
IA
Issued 04/13/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1984
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Lombardo is the right advisor for you? Invested Better is here to help.
