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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kim is a financial advisor with over 17 years of experience in the industry. James is currently registered with Onedigital Investment Advisors and has held previous registrations with several other firms, including TRIAD ADVISORS LLC, THE O.N. EQUITY SALES COMPANY, HORNOR, TOWNSEND & KENT, INC., and SIGNATOR INVESTORS, INC. James holds licenses for both securities and investment advisory services and has passed the Uniform Securities Agent State Law Examination, the Uniform Investment Adviser Law Examination, the Securities Industry Essentials Examination, and the Investment Company Products/Variable Contracts Representative Examination. James is licensed to provide investment advice in several states, including Illinois, Texas, Indiana, and Florida. James specializes in working with high net worth individuals, charitable organizations, pension and profit sharing plans, corporations, and individuals other than high net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
KS
07/01/2024 - Present
Onedigital Investment Advisors (OVERLAND PARK KS)
IL
03/08/2023 - 08/23/2024
TRIAD ADVISORS LLC (Oak Brook IL)
IL
08/01/2018 - 02/15/2023
THE O.N. EQUITY SALES COMPANY (CHICAGO IL)
IL
12/03/2008 - 07/26/2018
HORNOR, TOWNSEND & KENT, INC. (CHICAGO IL)
IL
09/08/2008 - 12/10/2008
SIGNATOR INVESTORS, INC. (ROSEMONT IL)
IL
01/01/2008 - 06/23/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
05/08/2003 - 11/29/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 12/22/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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