Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kibbe Breene is a financial advisor with over 40 years of experience in the financial services industry. He has been with Cambridge International Securities, LLC since 2001. Prior to that, James held positions at ING Barings LLC, PaineWebber Incorporated, ING BARING (U.S.) SECURITIES, INC., Lazard Freres & Co. LLC and Thomson McKinnon Securities Inc. James is registered with the state of Connecticut and holds the Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/18/2001 - Present
Cambridge International Securities, LLC (WESTPORT CT)
NY
07/01/1998 - 02/20/2001
ING BARINGS LLC (NEW YORK NY)
NJ
05/12/1997 - 07/09/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/15/1998 - 07/01/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NY
05/03/1994 - 04/29/1997
LAZARD FRERES & CO. LLC (NEW YORK NY)
NJ
10/17/1989 - 05/13/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/10/1988 - 11/08/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
02/26/1979 - 12/24/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 06/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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