Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Smilde is a financial advisor with Ameriprise Financial Services, LLC. James has over 30 years of experience in the financial services industry. James is licensed to provide financial advice in Michigan, Florida, Virginia, Massachusetts, Arkansas, Montana, Illinois, and Utah. James specializes in portfolio management for individuals and businesses, as well as financial planning. James is a registered representative of Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
02/10/2023 - Present
Ameriprise Financial Services, LLC (Grand Rapids MI)
MI
10/15/2015 - 02/14/2023
WELLS FARGO CLEARING SERVICES, LLC (GRAND RAPIDS MI)
MI
04/27/2009 - 11/03/2015
OPPENHEIMER & CO. INC. (GRAND RAPIDS MI)
MI
04/26/2002 - 05/15/2009
CITIGROUP GLOBAL MARKETS INC. (ANN ARBOR MI)
OH
05/14/1999 - 05/21/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
05/12/1998 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NY
09/11/1995 - 05/12/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/01/1994 - 09/20/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
OH
04/27/1993 - 03/28/1994
VESTAX SECURITIES CORPORATION (HUDSON OH)
MA
08/07/1992 - 05/05/1993
MUTUAL SERVICE CORPORATION (BOSTON MA)
IA
Issued 07/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/09/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1992
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/05/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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