Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Pratt-heaney is a registered Investment Advisor Representative with Coastal Bridge Advisors, located in Westport, CT. James has been in the industry since 1986, and is a licensed investment advisor in Connecticut. James is currently registered with Coastal Bridge Advisors, and previously worked at PURSHE KAPLAN STERLING INVESTMENTS, NUTMEG SECURITIES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SMITH BARNEY INC., PRUDENTIAL SECURITIES INCORPORATED, SHEARSON LEHMAN HUTTON INC., and E. F. HUTTON & COMPANY INC. James has expertise in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
01/20/2010 - Present
Coastal Bridge Advisors (WESTPORT CT)
CT
01/03/2012 - 05/01/2013
PURSHE KAPLAN STERLING INVESTMENTS (WESTPORT CT)
CT
10/17/2008 - 12/31/2011
NUTMEG SECURITIES, LLC (WESTPORT CT)
CT
03/13/1998 - 10/21/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTPORT CT)
NY
02/16/1994 - 03/24/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
01/11/1990 - 02/18/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/15/1988 - 02/05/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
07/07/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 11/18/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/1986
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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